48 Wall Street, Suite 1100
New York, NY 10005
Katherine assists international and domestic companies in different industries, including food, beverage, real estate, agriculture, technology, manufacturing, medical, healthcare and engineering, with their public and private securities offerings, such as initial public offerings, Regulation A+ offerings and Regulation D offerings.
She also advises companies on various corporate and securities matters including ongoing securities laws, Securities and Exchange Commission (“SEC”) and securities exchange rules compliance, corporate governance, general business representation, securities transactions, regulatory investigations and compliance with regulations of the SEC and the Financial Industry Regulatory Authority, Blue Sky filings and related regulatory inquiries.
Before coming to the U.S., Katherine worked for a large state-owned enterprise in China, where she gained valuable experience working on legal matters and matters related to corporate governance, business operation, real estate, contract administration and risk management.
- College of William and Mary, Marshall-Wythe School of Law, LL.M., 2013
- Guangdong University of Finance and Economics, School of Law, LL.B., 2008
- New York State Bar
- Passed Chinese Bar Exam and obtained legal professional qualification in P.R. China