May 04, 2017
A great deal has been written about the updated and expanded version of Regulation A, the rules for which went effective in 2015. The new version of Regulation A, dubbed “Reg A+” provides an exemption for small offerings of up to $50 million worth of securities in any one year period. Little, however, has been written about the requirements from the perspective of FINRA member firms that may act as selling agents or underwriters in Reg A+ offerings.
To read the full article, please visit the link http://htflawyers.com/00030703.pdf
April 17, 2017
The Marcum MicroCap Conference is an annual highlight on the investment community calendar. Since its launch in 2012, this event has become a nationally recognized forum for publicly traded companies with less than $500 million in market capitalization to network with fund managers and high net worth investors who focus on small cap equities. More than 2,000 participants from all segments of the microcap market participate each year, including senior management, finance and legal executives, venture and lower middle-market private equity investors, institutional investors, directors, investment bankers, buy- and sell-side analysts, and service providers to the microcap marketplace.
In 2017, the Marcum MicroCap Conference will be held June 15-16 at the Grand Hyatt Hotel in New York City. As in past years, this event will consume all public meeting spaces and conference rooms of the hotel to deliver a jam-packed agenda over the course of two days.
February 21, 2017
NIBA Conferences are one-and-a-half day fast-paced intimate events that provide private and public issuers, regardless of size or industry, a unique platform to present their individual stories to our vast network of Registered Investment Advisors, Private Equity Groups, Family Offices, Investment Bankers, Broker Dealers, Boutique Corp. Finance, Specialized Investment Brokerages, Venture Capital Groups, Financing Partners, Market Makers and market professionals, all experienced within the capital markets.
To learn more about the Conference, please visit NIBA New York, NY Investment Conference
Dates: Feb. 27-28, 2017
Place: The Westin New York Grand Central
January 17, 2017
Law360, New York (January 13, 2017, 4:08 PM EST) -- Marijuana is illegal under federal criminal law. Notwithstanding the federal ban, 23 states and the District of Columbia have legalized the use of medical marijuana. Additionally, every issuer that intends to raise capital from investors for a marijuana-related business must provide a list of risk factors relating to the industry and current legal atmosphere, including informing investors that the issuer may be unable to repay the investors based on the current laws.
December 05, 2016
Congrats to our Coral Gables Partner, Jenny Johnson-Sardella, on her new role as Commissioner of Village of Biscayne Park, Florida!
December 03, 2016
This panel dives deep into the legal aspects of equity crowdfunding. The experts on this panel will also answer your questions in the Q&A session.
Moderator: Mark Roderick, Amit Singh, Amy Wan, Lou Taubman