News : small-cap-series

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SEC Issues Investigative Report – Concludes DAO Tokens are a Security

July 31, 2017

On July 25, 2017, the SEC issued a press release https://www.sec.gov/news/press-release/2017-131 announcing the conclusion of an investigative report into whether offerings of digital assets by “virtual” organizations are securities and therefore subject to the federal securities laws.  In its investigative report https://www.sec.gov/litigation/investreport/34-81207.pdf the SEC concluded that “Initial Coin Offerings”, “Token Sales” and similar offerings using distributed ledger or block chain technology are securities and are subject to regulation as such.

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Hunter Taubman Fischer & Li Represents Bison Capital Acquisition Corp. for its $52,500,000 Initial Public Offering 23 June, 2017.

June 26, 2017

NEW YORK, June 25, 2017 Bison Capital Acquisition Corp. ("Bison" or the "Company"), a company formed for the purpose of entering into a merger, share exchange, asset acquisition or other similar business combination with one or more businesses or entities, announced the closing of its initial public offering (the “IPO”) of 5,250,000 units at $10.00 per unit, raising gross proceeds of $52,500,000 on June 23, 2017.  Each unit issued in the initial public offering consists of one ordinary share, one right to receive one-tenth of an ordinary share on the consummation of an initial business combination, and one warrant to acquire one-half of one ordinary share at $11.50 per full share. The units commenced trading on June 20, 2017 on The NASDAQ Capital Market.  

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HTFL Is A Proud Sponsor of NIBA New York, NY Investment Conference June 26-27, 2017

June 21, 2017

NIBA Conferences are one-and-a-half day fast-paced intimate events that provide private and public issuers, regardless of size or industry, a unique platform to present their individual stories to our vast network of Registered Investment Advisors, Private Equity Groups, Family Offices, Investment Bankers, Broker Dealers, Boutique Corp. Finance, Specialized Investment Brokerages, Venture Capital Groups, Financing Partners, Market Makers and market professionals, all experienced within the capital markets.

To learn more about the Conference, please visit NIBA New York , NY Investment Conference

Dates: June 26-27, 2017

Place: The Westin New York Grand Central

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HTFL Will Be At XP Investimentos Expert 2017 Expo - Luciana Zamith Fischer Representing Immigration

June 19, 2017

Each year, Expert gathers XP-accredited investment advisors, business partners, distributors, renowned speakers, and representatives from top investment brands in the current scenario in one place. For three days, all participants temporarily step back from their routines and immerse themselves in dozens of lectures, workshops and attractions made especially for the investment industry. This year, with the goal of building the largest structure in its history, Expert will land at the gigantic Transamerica ExpoCenter, one of the largest convention centers in Brazil.

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HUNTER TAUBMAN FISCHER & LI, LLC Proudly Represents TriPoint Global Equities/BANQ® Completing the Historic Initial Public Offering of Myomo Inc.

June 12, 2017

NEW YORK, NY / ACCESSWIRE / June 12, 2017 / BANQ®, a division of TriPoint Global Equities, LLC, a leading electronic broker-dealer, announced that it has completed the first Regulation A+ initial public offering to a national securities exchange utilizing Regulation A+ under the Jumpstart Our Business Startups (JOBS) Act.

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Regulation A+ - What Broker-Dealers Need to Know

May 04, 2017

A great deal has been written about the updated and expanded version of Regulation A, the rules for which went effective in 2015.  The new version of Regulation A, dubbed “Reg A+” provides an exemption for small offerings of up to $50 million worth of securities in any one year period.  Little, however, has been written about the requirements from the perspective of FINRA member firms that may act as selling agents or underwriters in Reg A+ offerings.  

To read the full article, please visit the link http://htflawyers.com/00030703.pdf

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HTFL is a proud sponsor of the Marcum Microcap Conference, June 15-17, 2017 at The Grand Hyatt Hotel in New York.

April 17, 2017

The Marcum MicroCap Conference is an annual highlight on the investment community calendar. Since its launch in 2012, this event has become a nationally recognized forum for publicly traded companies with less than $500 million in market capitalization to network with fund managers and high net worth investors who focus on small cap equities. More than 2,000 participants from all segments of the microcap market participate each year, including senior management, finance and legal executives, venture and lower middle-market private equity investors, institutional investors, directors, investment bankers, buy- and sell-side analysts, and service providers to the microcap marketplace.

In 2017, the Marcum MicroCap Conference will be held June 15-16 at the Grand Hyatt Hotel in New York City. As in past years, this event will consume all public meeting spaces and conference rooms of the hotel to deliver a jam-packed agenda over the course of two days.

http://www.marcummicrocap.com/sponsors

News

Dabbing Into The Financial Side Of Marijuana

January 17, 2017

Law360, New York (January 13, 2017, 4:08 PM EST) -- Marijuana is illegal under federal criminal law.[1] Notwithstanding the federal ban, 23 states and the District of Columbia have legalized the use of medical marijuana.[2] Additionally, every issuer that intends to raise capital from investors for a marijuana-related business must provide a list of risk factors relating to the industry and current legal atmosphere, including informing investors that the issuer may be unable to repay the investors based on the current laws.[3]

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