Securities Litigation & Arbitration
Hunter Taubman Fischer & Li’ securities litigation attorneys regularly defendant both public and private companies, as well as their officers, directors, and employees, in litigation (class action and otherwise) surrounding securities-related disputes in federal and state courts throughout the United States. Our attorneys have successfully defended emergency injunctive actions, achieved dismissal of actions, and resolved numerous federal and state court matters through mediation.
Our securities arbitration attorneys regularly provide representation to broker-dealers, investment advisers, and individuals in arbitration proceedings where those institutions and individuals have been accused of various forms of misconduct, including fraud, breach of fiduciary duty, improper disclosure, self-dealing, negligence and recommending unsuitable investments. Our litigators have also successfully represented brokerages and registered representatives in arbitration proceedings relating to intra-industry issues such as non-solicitation and/or non-competition agreements, raiding, compensation disputes, and failure to repay promissory notes. For matters where mediation is appropriate, our attorneys have significant experience in mediating securities and industry disputes, and have mediated matters with many of the country’s leading mediators.
Commercial Litigation & Arbitration
Hunter Taubman Fischer & Li’ commercial litigation and arbitration attorneys provide representation to corporations and individuals with disputes and controversies relating to the conduct of their businesses. Our attorneys have extensive experience resolving matters through litigation in state and federal court, or through arbitration (typically through the American Arbitration Association). Whatever the means of resolution, members of our firm are mindful of the serious impact on our clients’ businesses, and strive to achieve our clients’ objectives in the least costly and burdensome manner possible.
White Collar Criminal Defense
Hunter Taubman Fischer & Li’ white collar criminal defense attorneys provide representation to entities and individuals in complex white collar criminal (including grand jury) investigations and trials relating to a wide range of areas, including securities fraud, conspiracy, money laundering, and wire fraud, among others. Our lawyers are frequently successful in convincing prosecutors to refrain from filing charges against a client. However, when charges cannot be avoided, we adeptly represent clients in trials. Additionally, clients who face parallel civil investigations or charges from a federal or state regulatory agency can rely upon the firm’s Regulatory Enforcement and Investigations practice to negotiate or litigate the civil matter with similar diligence and competence.