- David Shaheen
- Rachael Schmierer
- Morton Taubman
- Louis Taubman
- Ying Li
- Joan Wu
- Y. Ting Riess
- Catherine Yin
- Justin Grossman
- Mercury Tin
Hunter Taubman Fischer & Li’s securities lawyers represent our clients in every aspect of corporate finance, helping to provide assistance with capital transactions throughout the client’s growth stages in the capital markets. We represent investment banks in equity and debt offerings, as well as both U.S. and non-U.S. issuers.
When financial services businesses or market participants need seasoned counsel who are deeply versed in the complexities of the market and the intricacies of its regulation – and can respond on a moment’s notice to meet a client challenge – they come to our firm. Our securities attorneys provide clients with a fully integrated set of legal services focused on securities law and regulation. We also provide counsel concerning sales of securities by insiders and affiliates, including Rule 10b5-1 programs, Rule 144 compliance, and insider trading guidelines and restrictions.
We regularly represent clients in:
Initial public (IPO) and follow-on offerings of equity securities
Private investments in public equity securities (PIPE)
Debt issuances, including convertible debt and high-yield debt
Reverse mergers (RTO)
Going private transactions
We assist private companies as they prepare for and navigate through the initial entry into the public markets through IPO or RTO. Once public, these clients rely on us for advice on SEC reporting requirements, secondary public offerings and other corporate finance matters.