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China Series

如果你的公司被纳斯达克或纽交所—美交所停牌,该怎么办

April 25, 2012

如前文所述,在美上市的中国公司在过去18个月里经受了前所未有的困境和挑战。特别是股票在纳斯达克或纽交所—美交所等主板挂牌交易的中国公司,还存在着被证券交易所除牌的潜在威胁。而这一威胁对这些公司的管理层和董事造成了很大的困扰,因为在纳斯达克或纽交所—美交所挂牌通常是公司多年辛苦经营的心血成果,并且为公司在更高平台上打开局面,从而作为国际性企业 发展全球业务。因此,接到主板交易所的除牌通知,不仅影响到公司股票的交易,而且会影响到企业在当地政府、银行或其他相关方的关系,而这些当地支持对于公司的发展通常是至关重要的。虽然收到除牌通知是一件非常麻烦的事情,但公司面对这一情况,仍有几种补救方法。因此,十分重要的是,公司必须了解除牌的相关程序,以及作为公司管理层或董事在收到除牌通知时,可以采取的应对措施。

China Series

What to Do if Your Auditor or Audit Committee Requests and Investigation

April 11, 2012

As discussed in previous articles, the past year has been largely negative for U.S. listed Chinese companies. As a result of numerous accounting scandals and allegations by short sellers, many U.S. listed Chinese companies have undertaken an independent investigation at the requests of either their independent auditor and/or the audit committee of the company’s board of directors

China Series

WHAT TO DO IF YOUR AUDITOR OR AUDIT COMMITTEE REQUESTS AN INVESTIGATION

April 11, 2012

As discussed in previous articles, the past year has been largely negative for U.S. listed Chinese companies. As a result of numerous accounting scandals and allegations by short sellers, many U.S. listed Chinese companies have undertaken an independent investigation at the requests of either their independent auditor and/or the audit committee of the company’s board of directors.