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Guidelines for Public Companies during the Federal Government Shutdown

January 13, 2019

In light of the federal government shutdown commencing on December 22, 2018, the U.S. Securities and Exchange Commission (“SEC”) remains leanly staffed. This has caused delay in staff’s review of registration statements and other filings, and the SEC will not be able to declare any registration statements effective during the shutdown. Nevertheless, regardless of the SEC’s operational status, EDGAR will still accept filings.

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First Nasdaq IPO of 2019: Boustead Client China SXT Pharma Up 43% in SXTC’s Debut After USD$10.2 Million Funding

January 09, 2019

HTFL’s Client China SXT Pharmaceuticals, Inc. (the "Company") (NASDAQ: SXTC), a specialty pharmaceutical company focusing on the research, development, manufacture, marketing and sales of Traditional Chinese Medicine Pieces ("TCMPs"), announced the final closing of its initial public offering on January 3, 2019. Together with the first closing on December 31, 2018, the Company raised approximately $10.2 million in gross proceeds, before deducting underwriting discounts, commissions and other offering expenses, by issuing 2,546,275 ordinary shares at a public offering price of $4.00 per share. 

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Louis Taubman, Managing Partner of Hunter Taubman Fischer & Li to Moderate Panel Discussion at the Deal Flow Events Reg A Conference on June 12, 2018

June 01, 2018

NEW YORK, NY, , June 01, 2018 (GLOBE NEWSWIRE) -- Hunter Taubman Fischer & Li , LLC (HTFL) announced today that its Managing Partner, Louis Taubman, will moderate a panel at The Deal Flow Events Reg A Conference on June 12, 2018 in New York City.  The Panel, titled “The State of Reg A,” will discuss the benefits of the Regulation A Improvement Act of 2017, current market conditions and the future of Security Token Offerings (STOs), also known as Internet Coin Offerings (ICOs), using Reg A. 

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翰博文律师事务所助力中国声荣环保科技有限公司圆满完成SPAC重组并助其登陆纳斯达克

February 28, 2018


近日，中国声荣环保科技有限公司（China Sunlong Environmental Technology, Inc）与JM环球控股公司，一家特殊目的收购公司（SPAC）成功完成合并。合并后的公司更名为TMSR Holding Company Limited并成功登陆纳斯达克。翰博文律师事务所作为声荣的美国法律顾问，就本次重组及上市提供了全程法律服务。

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Hunter Taubman Fischer & Li LLC Represents Dragon Victory International Limited for its Initial Public Offering and Listing on NASDAQ Capital Market

October 19, 2017

HANGZHOU, China, October 19, 2017 – Dragon Victory International Limited, a company that offers reward-based crowdfunding opportunities and quality incubation services to entrepreneurs in China, announced the closing of its initial public offering (the “IPO”) on September 15, 2017, of 1,421,394 ordinary shares at $6.00 per share, raising a total of $8,528,363 in gross proceeds before expenses, underwriting discount and commissions. The Company also announced today that its ordinary shares will commence trading on The NASAQ Capital Market on October 20, 2017, under the ticker symbol “LYL.”  Boustead Securities, LLC, acted as the lead underwriter for the IPO, and Network 1 Financial Securities, Inc. acted as the co-underwriter.

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SEC Issues Investigative Report – Concludes DAO Tokens are a Security

July 31, 2017

On July 25, 2017, the SEC issued a press release https://www.sec.gov/news/press-release/2017-131 announcing the conclusion of an investigative report into whether offerings of digital assets by “virtual” organizations are securities and therefore subject to the federal securities laws.  In its investigative report https://www.sec.gov/litigation/investreport/34-81207.pdf the SEC concluded that “Initial Coin Offerings”, “Token Sales” and similar offerings using distributed ledger or block chain technology are securities and are subject to regulation as such.

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