1450 Broadway, 26th Floor
New York, NY 10018
Office: +1 (212) 917-0827
Fax: +1 (212) 202-6380
Louis Taubman manages HTFL’s New York office. His practice concentrates on securities law, corporate finance and corporate governance. Mr. Taubman represents issuers, broker dealers and investors in connection with “going public” transactions, private and public finance. Mr. Taubman provides counsel to issuers and institutional investors with regard to the set up and implementation of public company structures for both domestic and foreign based issuers.
Mr. Taubman has provided advice with regard to initial public offerings, APOs and RTOs for numerous small to mid cap public issuers with both domestic and overseas operations. He has provided counsel to such issuers, as well as institutions involved in the finance of such issuers, with regard to both public and private financing transactions. Mr. Taubman currently provides advice to various issuers with regard to their continued Securities Exchange Act of 1934 reporting requirements, as well as related issues of corporate compliance and governance. Mr. Taubman also assists issuers with regard to initial listing on the Nasdaq, NYSE-AMEX, OTCQX and other markets and exchanges, as well as ongoing compliance with exchange listing requirements.
Prior to forming Hunter Taubman Fischer, Mr. Taubman was an attorney in the legal department of Prudential Securities, Inc. He also spent time as an associate and later a partner in several boutique securities law firms in New York and is a founder of several consulting and financial services companies currently operating on Wall Street.
- Syracuse University, B.S., 1990
- New York Law School, J.D., 1993 cum laude
- New York State Bar Association
- New York Law School Journal of International Relations
- Executive Board Member, Moot Court Association
- New York State
- U.S. District Court, Southern District of New York
- U.S. District Court, Eastern District of New York
- U. S. Court of Appeals for the Second Circuit